Form D · Hedge Fund

ARDEN FOCUSED GLOBAL MACRO FUND, LTD.

Grand Cayman, E9 · CIK 0001498893

Offering snapshot reported Aug 3, 2015 · SEC filing

Reported sold: $39.5M
Investors reported: 61
Minimum accepted: $1M
First sale: Aug 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$500,000 → $1,000,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 3, 2015	Amendment	$39,472,270	$0vs Aug 15, 2014	61	SEC filing
Aug 15, 2014	Amendment	$39,472,270	$38,972,270vs Aug 13, 2010	61	SEC filing
Aug 15, 2013	Amendment	$31,236,871	$30,736,871vs Aug 13, 2010	59	SEC filing
Aug 15, 2012	Amendment	$29,624,272	$29,124,272vs Aug 13, 2010	56	SEC filing
Aug 15, 2011	Amendment	$21,801,961	$21,301,961vs Aug 13, 2010	40	SEC filing
Aug 13, 2010	Initial	$500,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-146375

Investment Manager Form ADV Part 1A Sec.7.B.(1) (www.adviserinfo.sec.gov) lists persons who may be paid a % of the fee paid to the Investment Manager based on AUM and/or performance fee, or as a % of applicable investor's investment balance in issuer.

Source: Form D, filed Aug 3, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARDEN FOCUSED GLOBAL MACRO FUND LTD.

Investment adviser: ABRDN INC.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $0

Reported in Form ADV on Jul 15, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator J.P. MORGAN CHASE BANK, N.A. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG NEW YORK, New York, United States

Custodian J.P. MORGAN CHASE BANK, N.A. DALLAS, Texas, United States Related to adviser: No

Marketer ALTERNATIVE ACCESS CAPITAL, LLC NEW YORK, New York, United States Related to adviser: No

Marketer HIGHTOWER ADVISORS, LLC NEW YORK, New York, United States Related to adviser: No

Marketer TT GLOBAL TOKYO, Japan Related to adviser: No

Marketer UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ALTERNATIVE ACCESS CAPITAL, LLC
CRD 129469 · SEC 8-66226

HIGHTOWER ADVISORS, LLC
CRD 145323 · SEC 801-69625

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Filing source

Form ADV 1029675 · Jul 15, 2016 · Schedule D 7.B.(1), fund 805-9225158916

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Arden Asset Management Llc	Executive, Promoter
Averell H. Mortimer	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ubs Fund Services (Cayman) Ltd. 227 Elgin Avenue, P.O. Box 852
Grand Cayman, E9, KY1-1103