Form D · Hedge Fund

ARDEN FOCUSED GLOBAL MACRO FUND, L.P.

New York, NY · CIK 0001498895

Offering snapshot reported Sep 11, 2015 · SEC filing

Reported sold: $160M
Investors reported: 287
Minimum accepted: $500K
First sale: Sep 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$159,915,874 → $160,411,388
Reported investors285 → 287

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 11, 2015	Amendment	$160,411,388	$495,514vs Sep 12, 2014	287	SEC filing
Sep 12, 2014	Amendment	$159,915,874	$17,742,423vs Sep 13, 2013	285	SEC filing
Sep 13, 2013	Amendment	$142,173,451	$130,273,451vs Sep 14, 2010	275	SEC filing
Sep 14, 2012	Amendment	$134,490,341	$122,590,341vs Sep 14, 2010	262	SEC filing
Sep 14, 2011	Amendment	$105,553,830	$93,653,830vs Sep 14, 2010	204	SEC filing
Sep 16, 2010	Amendment	$11,900,000	$0vs Sep 14, 2010	29	SEC filing
Sep 14, 2010	Initial	$11,900,000	No comparison	29	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-147693

Investment Manager Form ADV Part 1A Sec.7B.(1) (www.adviserinfo.sec.gov) lists persons who may be paid a % of the fee paid to the Investment Manager based on AUM and/or performance fee, or as a % of applicable investor's investment balance in issuer.

Source: Form D, filed Sep 11, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARDEN FOCUSED GLOBAL MACRO FUND, LP

Investment adviser: ARDEN ASSET MANAGEMENT LLC

Gross asset value: $32.7M
Beneficial owners: 42
ADV minimum commitment: $500K

Reported in Form ADV on Jan 9, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator J.P. MORGAN CHASE BANK, N.A BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP PHILADELPHIA, Pennsylvania, United States

Custodian J.P. MORGAN CHASE BANK, N.A BROOKLYN, New York, United States Related to adviser: No

Marketer STANDARD LIFE INVESTMENTS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Marketer UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

STANDARD LIFE INVESTMENTS SECURITIES LLC
CRD 157233 · SEC 8-68839

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Filing source

Form ADV 1147221 · Jan 9, 2018 · Schedule D 7.B.(1), fund 805-4554761174

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Arden Asset Management Llc	Executive, Promoter
Arden Capital Management, L.L.C.	Executive, Promoter
Averell H. Mortimer	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

375 Park Avenue 32 Nd Floor
New York, NY, 10152