Form D · Hedge Fund

Arden ERISA Portable Alpha SPC

Grand Cayman, E9 · CIK 0001352063

Offering snapshot reported Feb 25, 2011 · SEC filing

Reported sold: $294M
Investors reported: 9
Minimum accepted: $5M
First sale: Oct 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$282,475,000 → $293,600,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 25, 2011	Amendment	$293,600,000	$11,125,000vs Apr 13, 2009	9	SEC filing
Feb 25, 2010	Amendment	$282,475,000	$0vs Apr 13, 2009	10	SEC filing
Apr 13, 2009	Amendment	$282,475,000	No comparison	Not reported	SEC filing
Mar 17, 2009	Amendment	$282,475,000	No comparison	Not reported	SEC filing
Mar 16, 2009	Amendment	$282,475,000	No comparison	Not reported	SEC filing
Feb 1, 2006	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-85895

Persons listed are paid directly/indirectly sales compensation equal to a percent of the fee paid to the Investment Manager (or affiliate) based on AUM and/or performance fee, or as a percent of applicable investor's investment balance.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Multiple	None

Source: Form D, filed Feb 25, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARDEN DIVERSIFIED CAPITAL, LTD.

Investment adviser: ARDEN ASSET MANAGEMENT LLC

Gross asset value: $203M
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Dec 22, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator J.P. MORGAN CHASE BANK, N.A. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP PHILADELPHIA, Pennsylvania, United States

Custodian J.P. MORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1058099 · Dec 22, 2016 · Schedule D 7.B.(1), fund 805-2596372091

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Averell H. Mortimer	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Harbour Place, South Church Street Box 30464
Grand Cayman, E9, KY1-1202