Form D · Hedge Fund

Arden Alternative Advisers Unit Trust

Grand Cayman, E9 · CIK 0001310636

Offering snapshot reported Feb 25, 2013 · SEC filing

Reported sold
$371M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$185M$371MApr 13, 2009: $370,664,978.00Apr 13, 2009Feb 25, 2010: $370,664,978.00Feb 25, 2010Feb 25, 2011: $370,664,978.00Feb 25, 2011Feb 24, 2012: $370,664,978.00Feb 24, 2012Feb 25, 2013: $370,664,978.00Feb 25, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 25, 2013Amendment$370,664,978$0vs Apr 13, 20097SEC filing
Feb 24, 2012Amendment$370,664,978$0vs Apr 13, 20097SEC filing
Feb 25, 2011Amendment$370,664,978$0vs Apr 13, 20097SEC filing
Feb 25, 2010Amendment$370,664,978$0vs Apr 13, 20097SEC filing
Apr 13, 2009Amendment$370,664,978No comparisonNot reportedSEC filing
Mar 16, 2009Amendment$370,664,978No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-71614
Investment Manager Form ADV Part 1A Sec.7.B.(1) (www.adviserinfo.sec.gov)lists persons who may be paid a % of the fee paid to the Investment Manager based on AUM and/or performance fee,or as a percent of applicable investor's investment balance in issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MultipleNone

Source: Form D, filed Feb 25, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARDEN ALTERNATIVE ADVISERS UNIT TRUST

Investment adviser: ABRDN INC.

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Jan 9, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1139787 · Jan 9, 2018 · Schedule D 7.B.(1), fund 805-9921982633

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Averell H. Mortimer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ogier Fiduciary Services (Cayman) Lt 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9007