Form D · Hedge Fund

ARDEN ALTERNATIVE ADVISERS COMPASS SPC

Grand Cayman, E9 · CIK 0001553874

Offering snapshot reported Jul 10, 2015 · SEC filing

Reported sold
$9.77M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.89M$9.77MJul 11, 2012: $9,770,080.00Jul 11, 2012Jul 11, 2013: $9,770,080.00Jul 11, 2013Jul 11, 2014: $9,770,080.00Jul 11, 2014Jul 10, 2015: $9,770,080.00Jul 10, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 10, 2015Amendment$9,770,080$0vs Jul 11, 20142SEC filing
Jul 11, 2014Amendment$9,770,080$0vs Jul 11, 20122SEC filing
Jul 11, 2013Amendment$9,770,080$0vs Jul 11, 20122SEC filing
Jul 11, 2012Initial$9,770,080No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-181015
Investment Manager Form ADV Part 1A Sec.7.B.(1) (adviserinfo.sec.gov) lists persons who may be paid a % of the fee paid to the Investment Manager based on AUM and/or performance fee or as a percent of applicable investor's investment balance in issuer.

Source: Form D, filed Jul 10, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Arden Asset Management Llc Executive
Averell H. Mortimer Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Fortis Prime Fund Solutions (Cayman) Ltd 802 West Bay Road, Grand Pavilion Centre
Grand Cayman, E9, KY1-1104