Form D · Hedge Fund

ARDEN ADVISERS II, L.P.

New York, NY · CIK 0001548016

Offering snapshot reported May 14, 2015 · SEC filing

Reported sold: $21.1M
Investors reported: 21
Minimum accepted: $1M
First sale: Apr 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$20,652,338 → $21,072,653

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 14, 2015	Amendment	$21,072,653	$420,315vs May 14, 2014	21	SEC filing
May 14, 2014	Amendment	$20,652,338	$10,021,284vs May 13, 2013	21	SEC filing
May 13, 2013	Initial	$10,631,054	No comparison	19	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-196376

Investment Manager Form ADV Part 1A Sec.7B.(1) (www.adviserinfo.sec.gov) lists persons who may be paid a % of the fee paid to the Investment Manager based on AUM and/or performance fee, or as a % of applicable investor's investment balance in issuer.

Source: Form D, filed May 14, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARDEN ADVISERS II LP

Investment adviser: ABRDN INC.

Gross asset value: $31.1M
Beneficial owners: 14
ADV minimum commitment: $1M

Reported in Form ADV on Dec 27, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator J.P. MORGAN CHASE BANK, N.A BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP PHILADELPHIA, Pennsylvania, United States

Custodian J.P. MORGAN CHASE BANK, N.A BROOKLYN, New York, United States Related to adviser: No

Marketer STANDARD LIFE INVESTMENTS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

STANDARD LIFE INVESTMENTS SECURITIES LLC
CRD 157233 · SEC 8-68839

Filing source

Form ADV 1252972 · Dec 27, 2018 · Schedule D 7.B.(1), fund 805-6127763646

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Arden Asset Management Llc	Executive, Promoter
Arden Capital Management, L.L.C.	Executive, Promoter
Averell H. Mortimer	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

375 Park Avenue 32 Nd Floor
New York, NY, 10152