Form D · Hedge Fund

WM Alternatives Emso Long/Short Credit Fund Ltd

Grand Cayman, E9 · CIK 0001752316

Offering snapshot reported Jul 10, 2020 · SEC filing

Reported sold
$28.1M
Indefinite offering
Investors reported
38
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Sep 4, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14M$28.1MSep 17, 2018: $8,365,000.00Sep 17, 2018Sep 17, 2019: $25,362,900.00Sep 17, 2019Jul 10, 2020: $28,087,900.00Jul 10, 2020: $28,087,900.00Jul 10, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 10, 2020Amendment$28,087,900$2,725,000vs Sep 17, 201938SEC filing
Jul 10, 2020Amendment$28,087,900$0vs Jul 10, 202038SEC filing
Sep 17, 2019Amendment$25,362,900$16,997,900vs Sep 17, 201835SEC filing
Sep 17, 2018Initial$8,365,000No comparison13SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-321486

Source: Form D, filed Jul 10, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

WM ALTERNATIVES TOPS LONG/SHORT EQUITY MASTER FUND LIMITED

Investment adviser: LYXOR ASSET MANAGEMENT LLC

Gross asset value
$218M
Beneficial owners
149
ADV minimum commitment
$250K

Reported in Form ADV on Feb 26, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG LTD. CAMANA BAY, Cayman Islands Other funds reporting this name →
Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No Other funds reporting this name →
Custodian CREDIT SUISSE AG, DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No Other funds reporting this name →
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No Other funds reporting this name →
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD.
PCAOB 1655

CITIGROUP GLOBAL MARKETS LIMITED
LEI XKZZ2JZF41MRHTR1V493

CREDIT SUISSE AG, DUBLIN BRANCH
LEI ANGGYXNX0JLX3X63JN86

CREDIT SUISSE SECURITIES (EUROPE) LIMITED
LEI DL6FFRRLF74S01HE2M14

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

Fund asset history · 2 annual observations Gross asset value by annual ADV filing$0$109M$218MFY 2021: $197,957,247.00FY 2021FY 2022: $217,791,682.00FY 2022

Scroll to see all columns →

Fiscal yearGross assetsBeneficial ownersADV filed
2021$197,957,247149Mar 31, 2022
2022$217,791,682149Mar 31, 2023
Filing source

Form ADV 1832508 · Feb 26, 2024 · Schedule D 7.B.(1), fund 805-3743449939

Reported by LYXOR ASSET MANAGEMENT LLC (CRD 121552).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrew Dabinett Director
N/A Emso Asset Management Limited Executive
Jason Hubschman Director
N/A Lyxor Asset Management Inc. Executive
Jean Francois Tormo Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Co Services Cayman Ltd, P.O. Box 10008 Willow House, Cricket Square
Grand Cayman, E9, KY1-1001
Phone: (212) 205-4100