Form D · Other Investment Fund

Arcis Broadway Productions LLC

New York, NY · CIK 0001707873

Offering snapshot reported Jul 5, 2017 · SEC filing

Reported sold
$500K
Offering amount: $30M
Investors reported
7
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jun 29, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 5, 2017Initial$500,000No comparison7SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$2.1M (estimated)
Finders' fees
$0
Form D file number
021-289996

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
WealthForge Securities, LLC152550WealthForge Securities, LLC · CRD 152550

Source: Form D, filed Jul 5, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARCIS BROADWAY PRODUCTIONS LLC

Investment adviser: QUARTUS INVESTMENT ADVISORS LLC

Gross asset value
$665K
Beneficial owners
13
ADV minimum commitment
$50K

Reported in Form ADV on Mar 26, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JTC AMERICA SAN JOSE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP NEW YORK, New York, United States
Custodian JP MORGAN CHASE N.A. NEW YORK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MARCUM LLP
PCAOB 688

JP MORGAN CHASE N.A. NEW YORK
LEI 7H6GLXDRUGQFU57RNE97

Filing source

Form ADV 1803481 · Mar 26, 2024 · Schedule D 7.B.(1), fund 805-9333636363

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mohi Monem Executive
Suresh Sharma Executive
Steven Sorensen Executive
Afzal Tarar Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
54 West 40 Th Street
New York, NY, 10018