Form D · Other Investment Fund
Archway Commodities Ltd.
New York, NY · CIK 0001653744
Offering snapshot reported Dec 7, 2015 · SEC filing
- Reported sold
- $14.5M Indefinite offering
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 1, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 7, 2015 | Initial | $14,501,500 | No comparison | 23 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $7.07K
- Finders' fees
- $0
- Form D file number
- 021-252487
Total includes $1,500 paid as commissions on the sale of fund interests and $5,573.29 paid periodically as a share of management fees. All such payments are associated with investments by non-US entities.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| New Market Analytics | 170580 |
Source: Form D, filed Dec 7, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ARCHWAY COMMODITIES LTD
Investment adviser: APPOMATTOX ADVISORY, INC
- Gross asset value
- $3.4M
- Beneficial owners
- 5
- ADV minimum commitment
- $250K
Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 1103440 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-3500702122
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Llewellyn Gibbons | Director |
| Oscar G. Gil Vollmer | Director |
| Susan Webb | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022