Form D · Hedge Fund

Archstone ERISA Fund, Ltd.

Grand Cayman, E9 · CIK 0001508652

Offering snapshot reported Dec 21, 2012 · SEC filing

Reported sold: $260M
Investors reported: 7
Minimum accepted: $100K
First sale: Apr 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$257,235,301 → $260,052,306
Reported investors6 → 7

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 21, 2012	Amendment	$260,052,306	$2,817,005vs Mar 19, 2012	7	SEC filing
Mar 19, 2012	Amendment	$257,235,301	$26,000,000vs Apr 13, 2011	6	SEC filing
Apr 13, 2011	Initial	$231,235,301	No comparison	6	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0
Form D file number: 021-158336

Responses in Items #13 and #14 are estimates.

Source: Form D, filed Dec 21, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARCHSTONE ERISA FUND, LTD.

Investment adviser: A.P. MANAGEMENT COMPANY, LLC

Gross asset value: $282M
Beneficial owners: 6
ADV minimum commitment: $25M

Reported in Form ADV on May 9, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian BANK OF NEW YORK MELLON, THROUGH ITS AGENT AND SUBSIDIARY CHARLES FREDERIC & CO. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 736648 · May 9, 2013 · Schedule D 7.B.(1), fund 805-2678212159

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Bree	Director
Joseph Jr Pignatelli	Director
Alfred Shuman	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Dms Corporate Services Ltd. 20 Genesis Close Dms House
Grand Cayman, E9, KY1-1108