Form D · Hedge Fund
Archstone Equity Strategies Fund LP
New York, NY · CIK 0001300772
Offering snapshot reported Jan 19, 2017 · SEC filing
- Reported sold
- $305M Indefinite offering
- Investors reported
- 170 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jul 1, 2004 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$303,790,013 → $304,790,013
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 19, 2017 | Amendment | $304,790,013 | $1,000,000vs Jan 22, 2016 | 170 | SEC filing |
| Jan 22, 2016 | Amendment | $303,790,013 | $10,119,431vs Jan 22, 2015 | 170 | SEC filing |
| Jan 22, 2015 | Amendment | $293,670,582 | $15,258,572vs Jan 24, 2014 | 170 | SEC filing |
| Jan 24, 2014 | Amendment | $278,412,010 | $39,320,635vs Feb 6, 2013 | 162 | SEC filing |
| Feb 6, 2013 | Amendment | $239,091,375 | $0vs Dec 21, 2012 | 160 | SEC filing |
| Dec 21, 2012 | Amendment | $239,091,375 | $148,797vs Jan 20, 2012 | 160 | SEC filing |
| Jan 20, 2012 | Amendment | $238,942,578 | $5,670,000vs Feb 1, 2011 | 72 | SEC filing |
| Feb 1, 2011 | Amendment | $233,272,578 | $6,899,893vs Feb 11, 2010 | 78 | SEC filing |
| Feb 11, 2010 | Amendment | $226,372,685 | $13,840,468vs Mar 24, 2009 | 86 | SEC filing |
| Mar 24, 2009 | Amendment | $212,532,217 | No comparison | Not reported | SEC filing |
| Mar 3, 2009 | Amendment | $212,532,217 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $6.53K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-68459
Responses in Items #13 and #14 are estimates.
Estimate is based upon a percentage of the portion of the AUM contributed through the sales efforts of MK&C and RJ&A from 2005-2012.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Keegan and Company, Inc. ("MK&C") | 4161 | Morgan Keegan and Company, Inc. ("MK&C") · CRD 4161 |
| RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A") | 705 | RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A") · CRD 705 |
Source: Form D, filed Jan 19, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ARCHSTONE EQUITY STRATEGIES FUND, L.P.
Investment adviser: A.P. MANAGEMENT COMPANY, LLC
- Gross asset value
- $90.1M
- Beneficial owners
- 29
- ADV minimum commitment
- $1M
Reported in Form ADV on Aug 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG LLP
PCAOB 42
RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD 6694 · SEC 8-17983
Filing source
Form ADV 1232774 · Aug 2, 2018 · Schedule D 7.B.(1), fund 805-7401284291
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rinarisa Coronel De Fronze | Executive |
| David R Parker | Executive |
| Joseph Jr Pignatelli | Executive |
| Alfred Shuman | Executive |
| Andrew J Small | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017