Form D · Hedge Fund

ARCHSTONE ABSOLUTE RETURN STRATEGIES FUND, LTD.

Grand Cayman, E9 · CIK 0001170070

Offering snapshot reported Jan 19, 2017 · SEC filing

Reported sold
$532M
Indefinite offering
Investors reported
98
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$266M$532MMar 24, 2009: $344,467,627.00Mar 24, 2009Feb 11, 2010: $395,946,295.00Jan 12, 2011: $395,946,295.00Jan 9, 2012: $457,222,269.00Dec 21, 2012: $482,241,446.00Feb 6, 2013: $503,691,446.00Jan 24, 2014: $494,951,446.00Jan 22, 2015: $531,888,639.00Jan 22, 2016: $532,208,639.00Jan 19, 2017: $532,208,639.00Jan 19, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 19, 2017Amendment$532,208,639$0vs Jan 22, 201698SEC filing
Jan 22, 2016Amendment$532,208,639$320,000vs Jan 22, 201598SEC filing
Jan 22, 2015Amendment$531,888,639$36,937,193vs Jan 24, 201497SEC filing
Jan 24, 2014Amendment$494,951,446-$8,740,000vs Feb 6, 201394SEC filing
Feb 6, 2013Amendment$503,691,446$21,450,000vs Dec 21, 201293SEC filing
Dec 21, 2012Amendment$482,241,446$25,019,177vs Jan 9, 201292SEC filing
Jan 9, 2012Amendment$457,222,269$61,275,974vs Jan 12, 201176SEC filing
Jan 12, 2011Amendment$395,946,295$51,478,668vs Mar 24, 200966SEC filing
Feb 11, 2010Amendment$395,946,295$51,478,668vs Mar 24, 200966SEC filing
Mar 24, 2009Amendment$344,467,627No comparisonNot reportedSEC filing
Mar 4, 2009Amendment$344,467,627No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$320K (estimated)
Finders' fees
$0
Form D file number
021-41286
Responses in Items #13 and #14 are estimates.
Estimate is based upon a percentage of the portion of the AUM contributed through the sales efforts of MK&C and RJ&A from 2005.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Morgan Keegan and Company, Inc. ("MK&C")4161Morgan Keegan and Company, Inc. ("MK&C") · CRD 4161
RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A")705RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A") · CRD 705

Source: Form D, filed Jan 19, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARCHSTONE ABSOLUTE RETURN STRATEGIES FUND, LTD.

Investment adviser: A.P. MANAGEMENT COMPANY, LLC

Gross asset value
$171M
Beneficial owners
10
ADV minimum commitment
$1M

Reported in Form ADV on Aug 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian BANK OF NEW YORK MELLON, THROUGH ITS AGENT AND SUBSIDIARY CHARLES FREDERIC & CO. NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, NJ JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer BRAZILINVEST SÃO PAULO, Brazil Related to adviser: No
Marketer RAYMOND JAMES FINANCIAL SERVICES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD.
PCAOB 1655

RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD 6694 · SEC 8-17983

Filing source

Form ADV 1232774 · Aug 2, 2018 · Schedule D 7.B.(1), fund 805-6607362435

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Bree Director
Rinarisa Coronel De Fronze Executive
Joseph Pignatelli Director
Alfred J Shuman Director
Andrew J Small Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Dms Corporate Services Ltd. 20 Genesis Close Dms House
Grand Cayman, E9, KY1-1108