Form D · Private Equity Fund

ARC Energy Fund 9 United States Limited Partnership

Calgary, A0 · CIK 0001739358

Offering snapshot reported Apr 22, 2019 · SEC filing

Reported sold
$305M
Offering amount: $700M
Investors reported
9
Form D · investor count
Minimum accepted
$4M
Reported outside-investor minimum
First sale
May 1, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$153M$305MMay 4, 2018: $295,000,000.00May 4, 2018Apr 22, 2019: $305,278,090.00Apr 22, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$295,000,000 → $305,278,090
  • Reported investors8 → 9

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 22, 2019Amendment$305,278,090$10,278,090vs May 4, 20189SEC filing
May 4, 2018Initial$295,000,000No comparison8SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-311643
The Total Amount Sold only relates to sales to U.S. residents.
Commissions may be payable on future sales to U.S. residents. No commissions paid to date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
FirstPoint Equity Capital LimitedNoneCrito Capital LLC · CRD 161724
Stifel, Nicolaus & Company, Incorporated793Stifel, Nicolaus & Company, Incorporated · CRD 793

Source: Form D, filed Apr 22, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Arc Equity Management (Fund 9) Ltd. Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4300, 400 3 Avenue Sw
Calgary, A0, T2P 4H2