Form D · Hedge Fund

Arbor Global Small Cap Fund, LLC

Minneapolis, MN · CIK 0001633377

Offering snapshot reported Feb 25, 2016 · SEC filing

Reported sold
$1M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Dec 30, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$500K$1MMar 11, 2015: $1,000,000.00Mar 11, 2015Feb 25, 2016: $1,000,000.00Feb 25, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 25, 2016Amendment$1,000,000$0vs Mar 11, 20152SEC filing
Mar 11, 2015Initial$1,000,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-235600

Source: Form D, filed Feb 25, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARBOR GLOBAL SMALL CAP FUND, LLC

Investment adviser: ARBOR CAPITAL MANAGEMENT, LLC

Gross asset value
$1.08M
Beneficial owners
2
ADV minimum commitment
$500K

Reported in Form ADV on Mar 25, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor WIPFLI LLP ST. PAUL, Minnesota, United States
Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 967035 · Mar 25, 2016 · Schedule D 7.B.(1), fund 805-2805463055

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Arbor Capital Management, Llc Executive, Promoter
David D. Deming Executive
Rick Leggott Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
60 South Sixth Street, Suite 3550
Minneapolis, MN, 55402