Form D · Hedge Fund
ARB Andromeda Series of the 4Alts Platform LLC
Chicago, IL · CIK 0001855745
Offering snapshot reported Feb 8, 2023 · SEC filing
- Reported sold
- $1.05M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 12, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 8, 2023 | Amendment | $1,050,000 | No comparison | 3 | SEC filing |
| May 5, 2021 | Amendment | Yet to sell | No comparison | Not reported | SEC filing |
| May 4, 2021 | Amendment | Yet to sell | No comparison | Not reported | SEC filing |
| Apr 13, 2021 | Initial | Yet to sell | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-395559
Source: Form D, filed Feb 8, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
KAI DEALER FLOW ALPHA GEN SERIES
Investment adviser: ARB FUND MANAGEMENT LLC
- Gross asset value
- $1.01M
- Beneficial owners
- 14
- ADV minimum commitment
- $250K
Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RICHEY MAY & CO. (CAYMAN)
PCAOB 673
BMO HARRIS BANK NA
LEI 0001526648
303 SECURITIES, LP
CRD 288569 · SEC 8-69952
WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987
Filing source
Form ADV 2083384 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-7058031595
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Klimek | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60654