Form D · Private Equity Fund

Aquiline Financial Services Fund III L.P.

New York, NY · CIK 0001619363

Offering snapshot reported Oct 27, 2015 · SEC filing

Reported sold: $931M
Investors reported: 70
Minimum accepted: $0
First sale: Nov 7, 2014

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 70

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 27, 2015	Amendment	$930,810,000	No comparison	70	SEC filing
Oct 27, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $8M (estimated)
Finders' fees: $0
Form D file number: 021-227165

The estimated sales commissions are based on the expected size of the offering.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Stanwich Advisors LLC	124667	Stanwich Advisors LLC · CRD 124667
Conning Investment Products, Inc.	120387	Conning Investment Products, Inc. · CRD 120387

Source: Form D, filed Oct 27, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AQUILINE FINANCIAL SERVICES FUND III L.P.

Investment adviser: AQUILINE HOLDINGS LLC

Gross asset value: $1.73B
Beneficial owners: 79
ADV minimum commitment: $10M

Reported in Form ADV on Apr 24, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK TRUST CO. AMERICAS NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

Filing source

Form ADV 1755084 · Apr 24, 2023 · Schedule D 7.B.(1), fund 805-1686871406

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Aquiline Financial Services Fund II L.P.	Oct 15, 2012	$727,358,491	48
Aquiline Financial Services Fund III L.P. (this fund)	Oct 27, 2015	$930,810,000	70
Aquiline Financial Services Fund IV L.P.	Jun 12, 2020	$2,043,675,000	113
Aquiline Financial Services Fund V L.P.	Jun 6, 2024	$2,306,455,000	124

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Aquiline Capital Partners Iii Gp (Offshore) Ltd.	Promoter
N/A Aquiline Holdings Gp (Offshore) Ltd.	Promoter
N/A Aquiline Holdings (Offshore) Ii L.P.	Promoter
Jeffrey W. Greenberg	Director
Geoffrey O. Kalish	Director
Steven Spiegel	Director
Christopher Watson	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

535 Madison Avenue 24 Th Floor
New York, NY, 10022