Form D · Commercial Banking

Aquesta Financial Holdings, Inc.

Cornelius, NC · CIK 0001687884

Offering snapshot reported Feb 11, 2019 · SEC filing

Reported sold
$15M
Offering amount: $15.6M
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 31, 2019
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 11, 2019Initial$15,000,600No comparison1SEC filing
Nov 4, 2016Initial$1,803,008No comparison24SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$750K
Finders' fees
$0
Form D file number
021-332535

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sandler O'Neill & Partners, L.P.23328

Source: Form D, filed Feb 11, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James R. Borders, Jr. Director
Kristin Couch Executive
Paul A. Dougovito Director
Jon Dressler Director
Jim Engel Director, Executive
Brian D. Fletcher Director
David Goodrum Director
Ginger Griffin Director
Carol Houle Director
Paul Jaszewski Director
Charles Knox, Jr. Director
Craig M. Larsen Director
Alison Smith Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
19510 Jetton Road
Cornelius, NC, 28031