Form D · Venture Capital Fund

Aquarius Opportunity Funds Series LLC - Series 1

Los Angeles, CA · CIK 0001832089

Offering snapshot reported Aug 10, 2021 · SEC filing

Reported sold
$4.36M
Offering amount: $4.36M
Investors reported
1
Form D · investor count
Minimum accepted
$4.2M
Reported outside-investor minimum
First sale
Dec 4, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.21M$4.41MDec 7, 2020: $4,410,000.00Dec 7, 2020Aug 10, 2021: $4,357,500.00Aug 10, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,410,000 → $4,357,500
  • Minimum accepted$250,000 → $4,200,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 10, 2021Amendment$4,357,500-$52,500vs Dec 7, 20201SEC filing
Dec 7, 2020Initial$4,410,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-382418

Source: Form D, filed Aug 10, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AQUARIUS OPPORTUNITY FUNDS SERIES LLC - SERIES 1

Investment adviser: AQUARIUS OPPORTUNITY FUNDS GP, LLC

Gross asset value
$9.74K
Beneficial owners
74
ADV minimum commitment
$250K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1635934 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-9775267585

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Aquarius Opportunity Funds Gp, Executive
Llc Assure Fund Management Ii Executive
Rostislav Shorgin Promoter
Richard Thoms Executive
Julian Zegelman Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
12130 Millennium Drive Ste. 02 109
Los Angeles, CA, 90094