Form D · Environmental Services
AQUA-PURE VENTURES INC
Calgary, A0 · CIK 0001043396
Offering snapshot reported Mar 18, 2013 · SEC filing
- Reported sold
- $2.15M Offering amount: $2.15M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Mar 5, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 18, 2013 | Initial | $2,150,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 05, 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $172K
- Finders' fees
- $0
- Form D file number
- 021-193499
As part of its fees, the Agents also receive 430,000 common stock purchase warrants.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Axiom Capital Management, Inc. | 26580 | |
| Boenning & Scattergood, Inc. | 100 |
Source: Form D, filed Mar 18, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard Broderick | Executive |
| Henry Delzon Elenburg | Director, Executive |
| Brent Halldorson | Director, Executive |
| Jacob Halldorson | Director, Executive |
| Alan Hallman | Director |
| Patrick Horner | Executive |
| Harold Lauman | Director, Executive |
| Richard Magnus | Director |
| Terry Mauboules | Executive |
| Randy Oberlag | Director |
| Richard Stroup | Director |
| Karim Teja | Executive |
Issuer details
Industry: Environmental Services (See others in industry)
Address:
135 Commercial Drive Unit #1
Calgary, A0, T3Z 2A7
Calgary, A0, T3Z 2A7