Form D · Hedge Fund

AQR TAX-AWARE U.S. DEFENSIVE EQUITY FUND, L.P.

Greenwich, CT · CIK 0001685436

Offering snapshot reported Sep 24, 2020 · SEC filing

Reported sold
$232M
Indefinite offering
Investors reported
16
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Nov 29, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$116M$232MOct 7, 2016Oct 5, 2017: $206,691,989.00Oct 5, 2017Oct 5, 2018: $206,691,989.00Oct 5, 2018Sep 26, 2019: $231,691,989.00Sep 26, 2019Sep 24, 2020: $231,691,989.00Sep 24, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 24, 2020Amendment$231,691,989$0vs Sep 26, 201916SEC filing
Sep 26, 2019Amendment$231,691,989$25,000,000vs Oct 5, 201816SEC filing
Oct 5, 2018Amendment$206,691,989$0vs Oct 5, 201715SEC filing
Oct 5, 2017Amendment$206,691,989No comparison15SEC filing
Oct 7, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-272064
Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S.
Includes only sales commissions and finders' fees expenses paid by the issuer, if any.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
AQR Investments, LLC289244

Source: Form D, filed Sep 24, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AQR TAX-AWARE U.S. DEFENSIVE EQUITY FUND, L.P.

Investment adviser: AQR CAPITAL MANAGEMENT, LLC

Gross asset value
$368M
Beneficial owners
15
ADV minimum commitment
$5M

Reported in Form ADV on Mar 1, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

Filing source

Form ADV 1611390 · Mar 1, 2022 · Schedule D 7.B.(1), fund 805-9656712229

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michele Aghassi Executive
Management Ii, Llc Aqr Capital Promoter
Management, Llc Aqr Capital Executive
N/A Aqr Capital Management Ii, Llc Promoter
N/A Aqr Capital Management, Llc Executive
Bradley Asness Executive
Clifford Asness Executive
Andrea Frazzini Executive
Jacques Friedman Executive
David Kabiller Executive
Hoon Kim Executive
John Liew Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Aqr Capital Management, Llc Two Greenwich Plaza
Greenwich, CT, 06830