Form D · Hedge Fund

AQR TAX-AWARE DIVERSIFIED EQUITY PREMIA FUND, LLC

Greenwich, CT · CIK 0001741655

Offering snapshot reported May 23, 2019 · SEC filing

Reported sold: Yet to sell
Investors reported: 2
Minimum accepted: $5M
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 2

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 23, 2019	Amendment	Yet to sell	No comparison	2	SEC filing
Jun 11, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-314355

Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S.

Includes only sales commissions and finders' fees expenses paid by the issuer, if any.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
AQR Investments, LLC	289244

Source: Form D, filed May 23, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AQR TAX-AWARE DIVERSIFIED EQUITY PREMIA FUND, LLC

Investment adviser: AQR CAPITAL MANAGEMENT, LLC

Gross asset value: $18.7M
Beneficial owners: 2
ADV minimum commitment: $5M

Reported in Form ADV on Feb 28, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1387614 · Feb 28, 2020 · Schedule D 7.B.(1), fund 805-6301587493

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Management, Llc Aqr Capital	Executive, Promoter
N/A Aqr Capital Management, Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Aqr Capital Management, Llc Two Greenwich Plaza
Greenwich, CT, 06830