Form D · Hedge Fund
AQR SMALL CAP CORE FUND, L.P.
Greenwich, CT · CIK 0001413961
Offering snapshot reported Aug 13, 2020 · SEC filing
- Reported sold
- $33.3M Indefinite offering
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Jul 1, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 13, 2020 | Amendment | $33,337,134 | $0vs Aug 22, 2019 | 14 | SEC filing |
| Aug 22, 2019 | Amendment | $33,337,134 | $4,219,708vs Aug 28, 2018 | 14 | SEC filing |
| Aug 28, 2018 | Amendment | $29,117,426 | $0vs Sep 8, 2017 | 13 | SEC filing |
| Sep 8, 2017 | Amendment | $29,117,426 | $25,000vs Sep 2, 2016 | 13 | SEC filing |
| Sep 2, 2016 | Amendment | $29,092,426 | $5,791vs Dec 11, 2015 | 12 | SEC filing |
| Dec 11, 2015 | Amendment | $29,086,635 | $20,287vs Dec 29, 2014 | 11 | SEC filing |
| Dec 29, 2014 | Amendment | $29,066,348 | $2,443,638vs May 21, 2013 | 10 | SEC filing |
| May 21, 2013 | Amendment | $26,622,710 | $0vs May 24, 2012 | 8 | SEC filing |
| May 24, 2012 | Amendment | $26,622,710 | $0vs May 25, 2011 | 8 | SEC filing |
| May 25, 2011 | Amendment | $26,622,710 | $0vs May 25, 2010 | 8 | SEC filing |
| May 25, 2010 | Amendment | $26,622,710 | $500,000vs Mar 13, 2009 | 8 | SEC filing |
| Mar 16, 2009 | Amendment | $26,122,710 | No comparison | Not reported | SEC filing |
| Mar 13, 2009 | Amendment | $26,122,710 | No comparison | Not reported | SEC filing |
| Sep 27, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-109283
Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S.
Includes only sales commissions and finders' fees expenses paid by the issuer, if any.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| AQR Investments, LLC | 289244 |
Source: Form D, filed Aug 13, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
AQR SMALL CAP CORE FUND, L.P.
Investment adviser: AQR CAPITAL MANAGEMENT, LLC
- Gross asset value
- $7.35M
- Beneficial owners
- 5
- ADV minimum commitment
- $5M
Reported in Form ADV on Feb 26, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
Filing source
Form ADV 1500116 · Feb 26, 2021 · Schedule D 7.B.(1), fund 805-8048572963
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gregor M Andrade | Executive |
| Management, Llc Aqr Capital | Executive |
| Management Ii, Llc Aqr Capital | Promoter |
| N/A Aqr Capital Management Ii, Llc | Promoter |
| N/A Aqr Capital Management, Llc | Executive |
| Bradley D Asness | Executive |
| Clifford S Asness | Executive |
| Abdon Bolivar | Executive |
| Jeffrey Dunn | Executive |
| Jacques A Friedman | Executive |
| Jeremy M Getson | Executive |
| Marco Hanig | Executive |
| John Howard | Executive |
| Brian K Hurst | Executive |
| Ronen Israel | Executive |
| David G Kabiller | Executive |
| Robert J. Krail | Executive |
| Oktay Kurbanov | Executive |
| John M Liew | Executive |
| Stephen J. Mellas | Executive |
| Michael A Mendelson | Executive |
| Lars N Nielsen | Executive |
| Lars N Nielson | Executive |
| Yao Hua Ooi | Executive |
| Lasse Pedersen | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Greenwich, CT, 06830