Form D · Hedge Fund

AQR RC SMALL CAP CORE FUND LP

Greenwich, CT · CIK 0001413963

Offering snapshot reported Oct 24, 2019 · SEC filing

Reported sold
$38.7M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Sep 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$19.3M$38.7MMar 13, 2009: $38,671,412.00Mar 13, 2009May 25, 2010: $38,671,412.00May 24, 2011: $38,671,412.00May 23, 2012: $38,671,412.00May 21, 2013: $38,671,412.00Dec 30, 2014: $38,671,412.00Dec 11, 2015: $38,691,699.00Nov 1, 2016: $38,698,539.00Nov 1, 2017: $38,698,539.00Nov 1, 2018: $38,698,539.00Oct 24, 2019: $38,698,539.00Oct 24, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 24, 2019Amendment$38,698,539$0vs Nov 1, 20183SEC filing
Nov 1, 2018Amendment$38,698,539$0vs Nov 1, 20173SEC filing
Nov 1, 2017Amendment$38,698,539$0vs Nov 1, 20163SEC filing
Nov 1, 2016Amendment$38,698,539$6,840vs Dec 11, 20153SEC filing
Dec 11, 2015Amendment$38,691,699$20,287vs Dec 30, 20142SEC filing
Dec 30, 2014Amendment$38,671,412$0vs May 21, 20131SEC filing
May 21, 2013Amendment$38,671,412$0vs May 23, 20121SEC filing
May 23, 2012Amendment$38,671,412$0vs May 24, 20111SEC filing
May 24, 2011Amendment$38,671,412$0vs May 25, 20101SEC filing
May 25, 2010Amendment$38,671,412$0vs Mar 13, 20091SEC filing
Mar 16, 2009Amendment$38,671,412No comparisonNot reportedSEC filing
Mar 13, 2009Amendment$38,671,412No comparisonNot reportedSEC filing
Sep 27, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-109282
Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S.
Includes only sales commissions and finders' fees expenses paid by the issuer, if any.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
AQR Investments, LLC289244

Source: Form D, filed Oct 24, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AQR R.C. SMALL CAP CORE FUND, L.P.

Investment adviser: AQR CAPITAL MANAGEMENT, LLC

Gross asset value
$39M
Beneficial owners
4
ADV minimum commitment
$5M

Reported in Form ADV on Feb 28, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Filing source

Form ADV 1387614 · Feb 28, 2020 · Schedule D 7.B.(1), fund 805-4087870623

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michele Aghassi Executive
Gregor M Andrade Executive
Management, Llc Aqr Capital Executive
Management Ii, Llc Aqr Capital Promoter
N/A Aqr Capital Management Ii, Llc Promoter
N/A Aqr Capital Management, Llc Executive
Bradley D Asness Executive
Clifford S Asness Executive
Abdon Bolivar Executive
Jeffrey Dunn Executive
Andrea Frazzini Executive
Jacques A Friedman Executive
Jeremy M Getson Executive
Marco Hanig Executive
John Howard Executive
Brian K Hurst Executive
Ronen Israel Executive
David G Kabiller Executive
Robert J. Krail Executive
Oktay Kurbanov Executive
John M Liew Executive
Stephen J. Mellas Executive
Michael A Mendelson Executive
Lars N Nielsen Executive
Lars N Nielson Executive
Yao Hua Ooi Executive
Lasse Pedersen Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Two Greenwich Plaza
Greenwich, CT, 06830