Form D · Hedge Fund

AQR Diversified Convexity Fund, L.P.

Greenwich, CT · CIK 0001537209

Offering snapshot reported Dec 30, 2014 · SEC filing

Reported sold: $11.1M
Investors reported: 6
Minimum accepted: $5M
First sale: Jan 2, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 30, 2014	Amendment	$11,100,000	$0vs Oct 10, 2013	6	SEC filing
Oct 10, 2013	Amendment	$11,100,000	$100,000vs Oct 9, 2012	6	SEC filing
Oct 9, 2012	Amendment	$11,000,000	No comparison	6	SEC filing
Dec 29, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-170894

Source: Form D, filed Dec 30, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AQR DIVERSIFIED CONVEXITY MASTER ACCOUNT, L.P.

Investment adviser: AQR CAPITAL MANAGEMENT, LLC

Gross asset value: $70.2M
Beneficial owners: 12
ADV minimum commitment: $5M

Reported in Form ADV on Feb 26, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1500116 · Feb 26, 2021 · Schedule D 7.B.(1), fund 805-3840027193

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gregor M. Andrade	Executive
Management Ii, Llc Aqr Capital	Promoter
Management, Llc Aqr Capital	Executive
Bradley D. Asness	Executive
Clifford S. Asness	Executive
Abdon Bolivar	Executive
Jeffrey Dunn	Executive
Jacques A. Friedman	Executive
Jeremy M. Getson	Executive
Marco Hanig	Executive
John B. Howard	Executive
Brian K. Hurst	Executive
Ronen Israel	Executive
David G. Kabiller	Executive
Oktay Kurbanov	Executive
John M. Liew	Executive
Stephen J. Mellas	Executive
Michael A. Mendelson	Executive
Lars Nielsen	Executive
Yao Hua Ooi	Executive
Lasse Pedersen	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Aqr Capital Management, Llc Two Greenwich Plaza, 3 Rd Floor
Greenwich, CT, 06830