Form D · Hedge Fund

AQR Convertible Opportunities Master Account, L.P.

Grand Cayman, E9 · CIK 0001712555

Offering snapshot reported Jan 11, 2024 · SEC filing

Reported sold
$22.1M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jan 1, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11M$22.1MApr 8, 2021: $12,549,127.00Apr 8, 2021Jan 13, 2022: $12,549,127.00Jan 13, 2022Jan 12, 2023: $12,549,127.00Jan 12, 2023Jan 11, 2024: $22,076,589.00Jan 11, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$12,549,127 → $22,076,589
  • Reported investors6 → 7

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 11, 2024Amendment$22,076,589$9,527,462vs Jan 12, 20237SEC filing
Jan 12, 2023Amendment$12,549,127$0vs Jan 13, 20226SEC filing
Jan 13, 2022Amendment$12,549,127$0vs Apr 8, 20216SEC filing
Apr 8, 2021Amendment$12,549,127No comparisonNot reportedSEC filing
Dec 12, 2019Amendment$2,549,127$0vs Dec 19, 20183SEC filing
Dec 19, 2018Amendment$2,549,127No comparison3SEC filing
Dec 27, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-301777
Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S.
Includes only sales commissions and finders' fees expenses paid by the issuer, if any.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
AQR Investments, LLC289244

Source: Form D, filed Jan 11, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AQR CONVERTIBLE OPPORTUNITIES MASTER ACCOUNT, L.P.

Investment adviser: AQR CAPITAL MANAGEMENT, LLC

Gross asset value
$8.6M
Beneficial owners
3
ADV minimum commitment
$5M

Reported in Form ADV on Feb 28, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States
Custodian BNP PARIBAS PARIS, France Related to adviser: No
Custodian BNP PARIBAS PRIME BROKERAGE INTERNATIONAL LTD. DUBLIN, Ireland Related to adviser: No
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK AG FRANKFURT, Germany Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian PRIME DEALER SERVICES CORP. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker BNP PARIBAS PARIS, France
Prime broker BNP PARIBAS PRIME BROKERAGE INTERNATIONAL LTD. DUBLIN, Ireland
Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States
Prime broker DEUTSCHE BANK AG FRANKFURT, Germany
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker PRIME DEALER SERVICES CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

PRIME DEALER SERVICES CORP.
SEC 8-47025

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

PRIME DEALER SERVICES CORP.
CRD 36142 · SEC 8-47025

Filing source

Form ADV 1832968 · Feb 28, 2024 · Schedule D 7.B.(1), fund 805-4802800649

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aqr Arbitrage, Llc Executive
Management, Llc Aqr Capital Executive
Management Gp Ii Ltd. Aqr Capital Promoter
N/A Aqr Capital Management Gp Ii Ltd. Promoter
N/A Aqr Capital Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ogier Global (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9009