Form D · Oil and Gas
APX New Harmony Partners-E, LP
Buffalo, NY · CIK 0001805828
Offering snapshot reported Feb 23, 2021 · SEC filing
- Reported sold
- $11.4M Offering amount: $180M
- Investors reported
- 107 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Aug 7, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 107
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 23, 2021 | Amendment | $11,412,700 | No comparison | 107 | SEC filing |
| Mar 18, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $778K
- Finders' fees
- $0
- Form D file number
- 021-363157
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| JCC Advisors, LLC | 146776 | |
| Edridge Bourque Jr | 6342308 | Alexander Capital LLC · CRD 40077 |
| Ameritas Investment Co | 14869 | |
| Noel Bragg | 1175231 | American Trust Investment Services · CRD 3001 |
| Cabin Securities | 137608 | |
| Kevin T Grady | 4410102 | Cambridge Investment Research · CRD 39543 |
| Nicholas Cantrell | 5362436 | Cambridge Investment Research · CRD 39543 |
| Roland Bergman | 4426398 | Cambridge Investment Research · CRD 39543 |
| Winston Malone | 5005102 | Cambridge Investment Research · CRD 39543 |
| Thomas Nixon | 833930 | Cape Securities · CRD 7072 |
| Frank Chauner | 735725 | Chauner Securities · CRD 10075 |
| Gilbert Sabatka | 1229982 | Client One Securities · CRD 152974 |
| Concorde Investment Services | 151604 | |
| Crown Capital Securities | 6312 | |
| Todd Rhine | 2384366 | IBN Financial Services · CRD 42360 |
| Independent Financial Group | 7717 | |
| Robert Horning | 2311640 | McDermott Investment Services · CRD 154926 |
| Nicholas Giallourakis | 4496285 | Newbridge Securities · CRD 104065 |
| Suihock Goy | 2821380 | Ni Advisors134502 · CRD 134502 |
| Lee Bevill | 1790971 | Silver Oak Securities · CRD 46947 |
| Stephen Glasgow | 4352357 | Silver Oak Securities · CRD 46947 |
| Jeffry Fruchtenicht | 2111746 | United Planners Fin Serv · CRD 20804 |
| Lennard van der Feltz | 4630091 | United Planners Fin Serv · CRD 20804 |
| Susan Talbot | 4868756 | United Planners Fin Serv · CRD 20802 |
Source: Form D, filed Feb 23, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jakob Campbell | Executive |
| David Cohen | Executive |
| Justin Reich | Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
651 Delaware Avenue #210
Buffalo, NY, 14202
Buffalo, NY, 14202