Form D · Oil and Gas

APX New Harmony Partners-D, LP

Buffalo, NY · CIK 0001780056

Offering snapshot reported Jan 21, 2020 · SEC filing

Reported sold
$20.4M
Offering amount: $200M
Investors reported
263
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Sep 4, 2019
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 263

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 21, 2020Amendment$20,417,056No comparison263SEC filing
Jun 20, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$1.36M
Finders' fees
$0
Form D file number
021-342424

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
JCC Advisors, LLC146776
Avantax Investment Services13686
Ameritas Investment Corp14869
Markham Dossett1058149Berthel Fisher · CRD 13609
Robert Hardcastle1101791Berthel Fisher · CRD 13609
Mark Atchity2530342Cabin Securities · CRD 137608
Mark Seeherman1131557Calton Securities · CRD 20999
Thomas Nixon833930Cape Securities · CRD 7072
Gordon Asahara4508100Centaurus Financial · CRD 30833
Michael Hamilton203818Centaurus Financial · CRD 30833
Cetera Advisor Network13572
Jay Henderson6288602Cetera Advisors · CRD 10299
Jeff Chapman2493705Cetera Advisors · CRD 10299
Frank Chauner735725Chauner Securities · CRD 10075
Gil Sabatka1229982Client One · CRD 152974
Concorde Investment Serv151604
Crown Capital Securities6312
Joseph Michaletz1327534DAI Securities · CRD 36673
Mike O'Toole6336251DAI Securities · CRD 33673
First Allied Securities32444
Chandis Ferguson2579994Inernational Assets Advisory · CRD 10645
D. Troy Vieth5100754International Assets Advisory · CRD 10645
Independent Financial Grp7717
Kalos Capital44337
Noel Bragg1175231Landolt Securities · CRD 28352
Michael Hose II5824275Madison Avenue Securities · CRD 23224
Nicholas Giallourakis4496285Newbridge Securities · CRD 104065
Blayne Andersen5727397Parkland Securities · CRD 115368
Nathan Tiarks4130957Parkland Securities · CRD 115368
Chris Jacob1501352Saxony Securities · CRD 115547
Vince Klein6405729Saxony Securities · CRD 115547
The Strategic Financial Alliance126514
Charles Snyder4477293Sigma Financial · CRD 14303
Louis Lobe4314977Sigma Financial · CRD 14303
Aaron Sevigny4314368United Planners Fin Serv · CRD 20804
Jeffry Fruchtenicht2111746United Planners Fin Serv · CRD 20804
David Levinson705929Westpark Capital · CRD 39914

Source: Form D, filed Jan 21, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jakob Campbell Executive
David Cohen Executive
Kyle Donnelly Executive
Josh Fagan Executive
Justin Reich Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
651 Delaware Avenue Suite 210
Buffalo, NY, 14202