Form D · Oil and Gas

APX New Harmony Partners-C, LP

Buffalo, NY · CIK 0001744213

Offering snapshot reported Jan 29, 2019 · SEC filing

Reported sold
$23.4M
Offering amount: $56.4M
Investors reported
297
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Aug 22, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 297

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 29, 2019Amendment$23,386,900No comparison297SEC filing
Jun 28, 2018InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$1.71M
Finders' fees
$0
Form D file number
021-315671

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
JCC Advisors, LLC146776
1st Global Capital Corp30349
Adam Mark5565839American Portfolios · CRD 18487
Douglas Schiffmiller4222388American Portfolios · CRD 18487
Nick Garry5020445American Portfolios · CRD 18487
Patricica F McNeilly724612American Portfolios · CRD 18487
Ameritas Investment Corp14869
Jeffrey Bangerter1687028Berthel Fisher · CRD 13609
Robert Hardcastle1101791Berthel Fisher · CRD 13609
Marc Seeherman1131557Calton & Associates · CRD 20999
Gordon Asahara4508110Centaurus Financial · CRD 30833
Jane Prugsanapan5270442Centaurus Financial · CRD 5270442
Otto Bohon5677597Centaurus Financial · CRD 30833
John Austin844826Cetera Advisor Networks · CRD 13572
Pamela Dumonceau1291675Cetera Advisor Networks · CRD 13572
Thomas Baumler1283960Cetera Avisor Networks · CRD 13572
Jeff Chapman2493705Cetera Advisors · CRD 10299
Steven Alexander2737576Cetera Advisors · CRD 10299
Jeffrey Swearingen4802236Cetera Advisors · CRD 10290
Frank Chauner735725Chauner Securities · CRD 10075
Gil Sabatka1229982Client One Securities · CRD 152974
Eric Amundson44575908Concorde Investment Services · CRD 151604
Robin Edgar2017918Concorde Investment Services · CRD 151604
Crown Capital Securities6312
First Allied Securities32444
Jason Freeman2995587International Assets Advisory · CRD 10645
Independant Financial Corp7717
Kalos Capital Inc44337
Landlot Securities28352Noel Bragg · CRD 1175231
John Michael Hose III5824275Madison Avenue Securities · CRD 23224
Gelnn Fiocca2566013Newbridge Securities · CRD 140605
Nicholas Giallourakis4496285Newbridge Securities · CRD 14605
Bo Wang2394019Ni Advisors · CRD 134502
Neeraj Bhatia4901986Ni Advisors · CRD 134502
Sui Hock Goy2821380Ni Advisors · CRD 134502
Blayne Andersen5727397Parkland Securities · CRD 115368
Josh Griffin4664355Parkland Securities · CRD 115368
Christopher Jacob1501352Saxony Securities · CRD 115547
Josette Smith4403152The Strategic Financial Alliance · CRD 126514
Roger Sulhoff1057321The Strategic Financial Alliance · CRD 126514
Richard Young2447198The Strategic Financial Alliance · CRD 126514
Kristine Howell2214295Sigma Financial Corp · CRD 14303
Louis Lobe4314972Sigma Financial Corp · CRD 14303
Matt McDonald2837629Sigma Financial Corp · CRD 14303
Summit Brokerage Services34643
United Planners Fin Serv20804
Thomas Nixon833930Peter Elish Inv · CRD 24409
Christopher Dukes4712873Westpark Capital · CRD 39914
David Levinson705929Westpark Capital · CRD 39914
Patrick Morehead6661646Westpark Capital · CRD 39914

Source: Form D, filed Jan 29, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jakob Campbell Executive
David Cohen Executive
Kyle Donnelly Executive
Josh Fagan Executive
Justin Reich Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
591 Delaware Avenue
Buffalo, NY, 14202