Form D · Oil and Gas
APX New Harmony Partners-B, LP
Buffalo, NY · CIK 0001695918
Offering snapshot reported Jan 11, 2018 · SEC filing
- Reported sold
- $28M Offering amount: $84.4M
- Investors reported
- 351 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Apr 12, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 351
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 11, 2018 | Amendment | $27,992,760 | No comparison | 351 | SEC filing |
| Sep 1, 2017 | Amendment | $880,500 | No comparison | 0 | SEC filing |
| Jan 25, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.05M
- Finders' fees
- $0
- Form D file number
- 021-279251
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| JCC Advisors, LLC | 146776 | |
| Centaurus Financial Inc | 30833 | |
| Cetera Advisors LLC | 10299 | |
| Independent Financial Group | 7717 | |
| Kalos Capital | 44337 | |
| Ameritas Investment Corp | 14869 | |
| Bertherl Fisher & Co | 14869 | |
| Cetera Advisor Networks | 13572 | |
| First Allied Securities Inc | 32444 | |
| Sigma Financial Corp | 14303 | |
| Summit Brokerage Serv | 34643 | |
| Crown Capital Securities | 6312 | |
| United Planners' Fin Serv | 38485 | |
| Douglas Schiffmiller | 4222388 | American Portfolios · CRD 18487 |
| Brain Candler | 2802438 | Cabin Securties · CRD 137608 |
| Greg Ramirez | 2883461 | Cabin Securities · CRD 137608 |
| Marc Seeherman | 1131557 | Calton Securities · CRD 20999 |
| James Webb | 2089446 | Cape Securities · CRD 7072 |
| Frank Chauner | 735725 | Chauner Securities · CRD 1075 |
| Thomas Nixon | 833930 | Elish & Elish · CRD 244909 |
| John Mata | 4155257 | Girard Securities · CRD 18697 |
| Brandon Barile | 2554323 | International Assets Advisory · CRD 10645 |
| Donald Vieth | 5100754 | International Assets Advisory · CRD 10645 |
| Jason Freeman | 2995587 | International Assets Advisory · CRD 10645 |
| Chris Jacob | 1501352 | Madison Avenue Securities · CRD 23244 |
| John Hose II | 5824275 | Madison Avenue Securities · CRD 23244 |
| Gilbert Sabatka | 1229982 | Newbridge Securities · CRD 104065 |
| Glenn Fiocca | 2566013 | Newbridge Securities · CRD 104065 |
| Nick Giallourakis | 4496285 | Newbridge Securities · CRD 104065 |
| Mahmoud Akhavi | 5524973 | Ni Advisors · CRD 134502 |
| Neeraj Bhatia | 4901986 | Ni Advisors · CRD 134502 |
| Sui-Hock Goy | 2821380 | Ni Advisors · CRD 134502 |
| Blayne Andersen | 5727397 | Parkland Securities · CRD 115368 |
| Josh Griffin | 4664355 | Parkland Securities · CRD 115368 |
| Nathan Tiarks | 4130957 | Parkland Securities · CRD 115368 |
| M. Todd Petersen | 1311730 | SCF Investment Advisors · CRD 47275 |
| Jason Vanclef | 5096529 | WestPark Capital · CRD 39914 |
| Chris Dukes | 4712873 | VFG Securities · CRD 15121 |
| Noel Bragg | 1175231 | WestPark Capital · CRD 39914 |
Source: Form D, filed Jan 11, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Cohen | Executive |
| Scott Dancy | Executive |
| Kyle Donnelly | Executive |
| Josh Fagan | Executive |
| Justin Reich | Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
591 Delaware Avenue
Buffalo, NY, 14222
Buffalo, NY, 14222