Form D · Oil and Gas

APX New Harmony Partners-A, LP

Buffalo, NY · CIK 0001677797

Offering snapshot reported Jan 18, 2017 · SEC filing

Reported sold
$15.6M
Offering amount: $100M
Investors reported
222
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Sep 23, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 222

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 18, 2017Amendment$15,560,750No comparison222SEC filing
Jun 28, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$1.19M
Finders' fees
$0
Form D file number
021-265924
Offering is $75,000,000, expandable to $100,000,000.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
JCC Advisors, LLC146776
Thomas Nixon833930Elish & Elish · CRD 24409
Richard Jackman2501641Crown Capital Securities · CRD 6312
Blayne Anderson5727397Parkland Securities · CRD 115368
Nathan Tiarks4130957Parkland Securities · CRD 115368
Taylor Ashland5732470Parkland Securities · CRD 115638
Sigma Financial Corp14303
Frank Chauner735725Chauner Securities · CRD 10075
Madison Avenue Securities23224
First Allied Securities32444
James Franklin4799613Cetera Advisors · CRD 10299
Kiffin Anderson4668159Cetera Advisors · CRD 10299
Tristan Bliesner5206253Cetera Advisors · CRD 10299
Brett Anderson2614044Cetera Adisors Networks · CRD 13572
Matthew Fish3135075Cetera Advisors Networks · CRD 13572
Gerald Januschka1362205Cetera Advisors Networks · CRD 13572
Centaurus Financial30833
Kalos Capital44337
Josephine Erwin Bock2887883Girard Securities · CRD 18697
Thomas Baumler1283960Girard Securities · CRD 18697
Brandon Barile2554323International Assets Advisory · CRD 10645
Independent Financial Group7717
Mark Atchity2530342ARI Financial Services · CRD 137608
Brian Candler2802438ARI Financial Services · CRD 137608
Nick Garry5020446American Portfolios · CRD 18487
Ameritas Investment Group14869
Gilbert Sabatka1229982Berthel Fisher · CRD 13609
Joe Hall833873Berthel Fisher · CRD 13609
Mary Oestmann3063844Berthel Fisher · CRD 13609
Lisa Allen1198978Calton & Associates · CRD 20999
Mikiel Featherston1885948Calton & Associates · CRD 20999
Marc Seeherman1131557Calton & Associates · CRD 20999
Jason Vanclef5096529VFG Securities · CRD 15121
Mark Trewitt1364490VFG Securities · CRD 15121
Murray Todd Peterson1311730SCF Securities · CRD 47275
Summit Brokerage Services34643
Jeffrey Fruchtenicht2111746United Planners Fin Serv · CRD 20804
Todd Ackermann2030049United Planners Fin Serv · CRD 20804
Wendy A Fleishmann5561064United Planners Fin Serv · CRD 20804

Source: Form D, filed Jan 18, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Cohen Executive
Scott Dancy Executive
Kyle Donnelly Executive
Josh Fagan Executive
Justin Reich Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
591 Delaware Avenue
Buffalo, NY, 14222