Form D · Oil and Gas
APX Drilling Partners 2014-A, LP
Buffalo, NY · CIK 0001597875
Offering snapshot reported Oct 7, 2014 · SEC filing
- Reported sold
- $19.4M Offering amount: $100M
- Investors reported
- 313 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- May 6, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 313
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 7, 2014 | Amendment | $19,363,100 | No comparison | 313 | SEC filing |
| Apr 16, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.5M
- Finders' fees
- $0
- Form D file number
- 021-215688
Offering was $75,000,000 expandable to $100,000,000.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| JCC Advisors, LLC | 146776 | |
| American Portfolios Financial Services, Inc. | 18487 | |
| Berthel Fisher & Co Financial Services, Inc. | 13609 | |
| Concorde Investment Services, LLC | 151604 | |
| Harbor Light Securities, LLC | 130227 | |
| Thomas M. Nixon & Assoc. | 17047 | |
| Perryman Securities, Inc. | 116502 | |
| The Strategic Financial Alliance, Inc. | 126514 | |
| VFG Securities, Inc. | 15121 | |
| Alliance Affiliated Equities Corporation | 23928 | |
| Ameritas Investment Corp. | 14869 | |
| Arete Wealth Management, LLC | 44856 | |
| Calton & Associates, Inc. | 20999 | |
| Centaurus Financial, Inc. | 30833 | |
| Crown Capital Securities, LP | 6312 | |
| Dynasty Capital Partners, Inc. | 122806 | |
| Financial West Investment Group | 16668 | |
| First Allied Securities, Inc. | 32444 | |
| Independent Financial Group, LLC | 7717 | |
| International Assets Advisory, LLC | 10645 | |
| Investors Capital Corp | 30613 | |
| Kalos Capital, Inc. | 44337 | |
| Parkland Securities, LLC | 115368 | |
| VSR Financial Services, Inc. | 14503 | |
| 1st Global Capital Corp. | 30349 |
Source: Form D, filed Oct 7, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Cohen | Executive |
| Scott Dancy | Executive |
| Josh Fagan | Executive |
| Donnelly Kyle | Executive |
| Justin Reich | Executive |
| Reid Thompson | Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
591 Delaware Avenue
Buffalo, NY, 14202
Buffalo, NY, 14202