Form D · Oil and Gas
APX Drilling Partners 2013-B, LP
Buffalo, NY · CIK 0001582953
Offering snapshot reported Jan 23, 2014 · SEC filing
- Reported sold
- $33.1M Offering amount: $34.5M
- Investors reported
- 542 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Sep 13, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 542
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 23, 2014 | Amendment | $33,071,250 | No comparison | 542 | SEC filing |
| Aug 27, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.49M
- Finders' fees
- $0
- Form D file number
- 021-201899
Offering is closed.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| ARI Financial Services, Inc. | 137608 | |
| 1st Global Capital Corp | 30349 | |
| Ameritas Investment Corp | 14869 | |
| Arete Wealth Management, LLC | 44856 | |
| Centaurus Financial, Inc. | 30833 | |
| Independent Financial Group, LLC | 7717 | |
| Investors Capital Corp. | 30613 | |
| Kalos Capital, Inc. | 44337 | |
| VSR Financial Services, Inc. | 14503 | |
| David Dyer | 2179498 | Alliance Affiliated Equities Corp · CRD 23928 |
| Marshall Dean III | 5427075 | Alliance Affiliated Equities Corp · CRD 23928 |
| Thomas Cameron | 6106348 | Alliance Affiliated Equities Corp · CRD 23928 |
| Dean Moberg | 1163869 | American Portfolios Financial Services, Inc. · CRD 18487 |
| Edward T. Moore | 4202226 | American Portfolios Financial Services, Inc. · CRD 18487 |
| Phillip D. King | 1839137 | Calton & Associates, Inc. · CRD 20999 |
| William A. Stetson | 1147468 | Calton & Associates, Inc. · CRD 20999 |
| Wendy Ellen Fleischmann | 5561064 | Crown Capital Securities,LP · CRD 6312 |
| Tim Szymanski | 5411607 | Dynasty Capital Partners, Inc. · CRD 122806 |
| James Sinclair | 4974496 | Harbor Light Securities · CRD 130227 |
| James Lockhart | 4415115 | Harbor Light Securities · CRD 130227 |
| Jennifer Steele | 2761110 | Harbor Light Securities · CRD 130227 |
| Steven M. Knowlton | 4527446 | IMS Securities,Inc. · CRD 35567 |
| Thomas Hille | 3070017 | JRL Capital Corp. · CRD 10225 |
| Dimitry Tikhonov | 5451809 | Madison Avenue Securities, Inc. · CRD 23224 |
| Douglas J. McCauley | 1257811 | Madison Avenue Securities, Inc. · CRD 23224 |
| Guy Schoenborn, Jr. | 5968907 | Madison Avenue Securities, Inc. · CRD 23224 |
| Jeffrey R. Dixson | 4166311 | Madison Avenue Securities, Inc. · CRD 23224 |
| Robert S. Fagan | 1572927 | Madison Avenue Securities, Inc. · CRD 23224 |
| William D. Perryman | 1222746 | Perryman Securities, Inc. · CRD 116502 |
| Roger Shake | 1302570 | Perryman Securities, Inc. · CRD 116502 |
| Steven Wachs | 1025803 | Perryman Securities, Inc. · CRD 116502 |
| Glenn F. Wilkinson | 2115646 | The Strategic Financial Alliance, Inc. · CRD 126514 |
| Richard Sanford | 725314 | The Strategic Financial Alliance, Inc. · CRD 126514 |
| Scott H. Levy | 3028508 | The Strategic Financial Alliance, Inc. · CRD 126514 |
| Warren Prehmus | 1875927 | The Strategic Financial Alliance, Inc. · CRD 126514 |
| Howard Zwillinger | 1306311 | Thomas M. Nixon & Associates · CRD 17047 |
| Thomas M. Nixon | 833930 | Thomas M. Nixon & Associates · CRD 17047 |
| Christopher Dukes | 15121 | VFG Securities, Inc. · CRD 150370 |
| Jason Vanclef | 5096529 | VFG Securities, Inc · CRD 150370 |
| Mark Trewitt | 1364490 | VFG Securities, Inc · CRD 150370 |
| John Brady | 2119657 | VFG Securities, Inc · CRD 150370 |
| Berthel Fisher & Co Fin Srvcs | 13609 | |
| JP Turner & Co, LLC | 43177 | |
| Nick Garry | 5020445 | American Portfolios Financial Services, Inc. · CRD 18487 |
Source: Form D, filed Jan 23, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Cohen | Executive, Promoter |
| Scott Dancy | Executive, Promoter |
| Kyle Donnelly | Promoter |
| Josh Fagan | Promoter |
| Justin Reich | Executive, Promoter |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
591 Delaware Avenue
Buffalo, NY, 14202
Buffalo, NY, 14202