Form D · Oil and Gas

APX Drilling Partners 2013-A, LP

Buffalo, NY · CIK 0001568202

Offering snapshot reported Jan 24, 2014 · SEC filing

Reported sold
$15.4M
Offering amount: $50M
Investors reported
252
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Mar 8, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 252

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 24, 2014Amendment$15,445,900No comparison252SEC filing
Feb 5, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$1.18M
Finders' fees
$0
Form D file number
021-191340
Offering is closed.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
ARI Financial Services, Inc.137608
1st Global Capital Corp.30349
David Dyer2179498Alliance Affiliated Equities Corp. · CRD 23928
Thomas Cameron6106348Alliance Affiliated Equities Corp · CRD 23928
Michael Roberts5652195Alliance Affiliated Equities Corp · CRD 23928
Marshall Dean III5477075Alliance Affiliated Equities Corp · CRD 23928
American Portfolios Financial Services, Inc.18487
Andrew Topka5070107Berthel Fisher & Co. Financial Services Inc · CRD 13609
Charles Haddad2553152Berthel Fisher & Co. Financial Services Inc · CRD 13609
Gilbert Sabatka1229982Berthel Fisher & Co. Financial Services Inc · CRD 13609
Jingbo Pan5266959Berthel Fisher & Co. Financial Services Inc · CRD 13609
Sara Ng2701165Berthel Fisher & Co. Financial Services Inc · CRD 13609
Phillip King1839137Calton & Associates, Inc. · CRD 20999
David Kosen274166Centaurus Financial, Inc. · CRD 30833
Ken Finnell1184110Centaurus Financial, Inc. · CRD 30822
Shunsuke Jimmy Fukushi4933092Centaurus Financial, Inc. · CRD 30822
Steven Kremer1188829Centaurus Financial, Inc. · CRD 30822
William Meyer1018380Cutter & Co., Inc. · CRD 22449
James Lockhart4415115Harbor Light Securities, inc. · CRD 130227
Klaus Schoenig414748Harbor Light Securities, Inc. · CRD 130227
Independent Financial Group, LLC7717
James Phelan362251IMS Seurities, Inc. · CRD 35567
Daryl Miller2706426Investors Capital Corp, Inc. · CRD 30613
Gary Aiken1036253Investors Capital Corp., Inc, · CRD 30613
Stanley Marcus2508542Investors Capital Corp, Inc. · CRD 30613
Stuar Haw2905167Investors Capital Corp., Inc. · CRD 30613
Fred Baerenz2388453Kalos Capital · CRD 44337
Roger Shake1302570Perryman Securities, Inc. · CRD 116502
Steven Wachs1025803Perryman Securities, Inc. · CRD 116502
William Perryman1222746Perryman Securities, Inc. · CRD 116502
Chris St. John4357665The Strategic Financial Alliance, Inc. · CRD 126514
Glenn Wilkinson2115640The Strategic Financial Alliance, Inc. · CRD 126514
Richard Sanford725314The Strategic Financial Alliance, Inc. · CRD 126514
Brian Lehner198449VFG Securities, Inc. · CRD 15121
Jason Vanclef5096529VFG Securities, Inc. · CRD 15121
Mark Trewitt1364990VFG Securities, Inc · CRD 15121

Source: Form D, filed Jan 24, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Cohen Executive
Scott Dancy Executive
Kyle Donnelly Promoter
Josh Fagan Promoter
Justin Reich Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
591 Delaware Avenue
Buffalo, NY, 14202