Form D · Other Technology
Apto, Inc.
Denver, CO · CIK 0001615078
Offering snapshot reported Sep 26, 2019 · SEC filing
- Reported sold
- $5M Offering amount: $5M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 18, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 26, 2019 | Initial | $5,000,000 | No comparison | 1 | SEC filing |
| Jul 9, 2019 | Amendment | $1,875,000 | $1,125,000vs Feb 4, 2019 | 7 | SEC filing |
| Feb 4, 2019 | Initial | $750,000 | No comparison | 7 | SEC filing |
| Oct 25, 2018 | Amendment | $5,000,000 | $2,499,999vs Jun 25, 2018 | 8 | SEC filing |
| Jun 25, 2018 | Initial | $2,500,001 | No comparison | 7 | SEC filing |
| Feb 9, 2018 | Initial | $1,250,000 | No comparison | 7 | SEC filing |
| May 11, 2017 | Amendment | $7,499,998 | $1,500,001vs Apr 4, 2017 | 9 | SEC filing |
| Apr 4, 2017 | Initial | $5,999,997 | No comparison | 7 | SEC filing |
| Aug 12, 2015 | Initial | $8,014,136 | No comparison | 9 | SEC filing |
| Jul 29, 2014 | Initial | $975,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $355K
- Finders' fees
- $0
- Form D file number
- 021-349707
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sparring Partners Capital LLP | 133780 |
Source: Form D, filed Sep 26, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey Diehl | Director |
| Matthew Flake | Director |
| Andrew Galwesky | Executive |
| Blair Garrou | Director |
| Ron Gerrans | Executive |
| Ronald Gerrans | Executive |
| Edward Hill | Director |
| Rok Kopp | Executive |
| David Tanner Mc Graw | Director, Executive |
| Tanner Mc Graw | Director, Executive |
| Jennifer Panning | Executive |
| Angela Tucci | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
1730 Blake Street, Suite 200
Denver, CO, 80202
Denver, CO, 80202