Form D · Pharmaceuticals
Aptevo Therapeutics Inc.
Seattle, WA · CIK 0001671584
Offering snapshot reported Aug 26, 2026 · SEC filing
- Reported sold
- $3.47M Offering amount: $3.47M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 12, 2026 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 26, 2026 | Initial | $3,472,683 | No comparison | 3 | SEC filing |
| Apr 18, 2025 | Initial | $2,100,004 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $315K
- Finders' fees
- $0
- Form D file number
- 021-595477
We paid an additional $90,000 in placement agent expenses.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Roth Capital Partners, LLC | 15407 |
Source: Form D, filed Aug 26, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Daniel J Abdun Nabi | Director |
| Grady Grant Iii | Director |
| Zsolt Harsanyi | Director |
| Jeffrey G Lamothe | Director, Executive |
| Barbara Lopez Kunz | Director |
| John E Niederhuber | Director |
| Daphne Taylor | Executive |
| Marvin L White | Director, Executive |
Issuer details
Industry: Pharmaceuticals (See others in industry)
Address:
2401 4th Ave. Suite 1050
Seattle, WA, 98121
Phone: 206-838-0500
Seattle, WA, 98121
Phone: 206-838-0500