Form D · Other Investment Fund

APS Japan Alpha Fund, sub-fund of APS Fund

Singapore, U0 · CIK 0001745819

Offering snapshot reported Jan 3, 2020 · SEC filing

Reported sold: $85.6M
Investors reported: 37
Minimum accepted: $1K
First sale: Jun 29, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 3, 2020	Amendment	$85,568,112	$0vs Jan 3, 2020	37	SEC filing
Jan 3, 2020	Amendment	$85,568,112	$0vs Dec 30, 2019	37	SEC filing
Dec 30, 2019	Initial	$85,568,112	No comparison	37	SEC filing
Oct 11, 2018	Amendment	$64,451,419	$5,451,419vs Jul 10, 2018	47	SEC filing
Jul 10, 2018	Initial	$59,000,000	No comparison	46	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-356609

Source: Form D, filed Jan 3, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

APS JAPAN ALPHA FUND

Investment adviser: APS ASSET MANAGEMENT PTE LTD

Gross asset value: $169M
Beneficial owners: 43
ADV minimum commitment: $1K

Reported in Form ADV on Jul 29, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer ARM SWISS REPRESENTATIVES SA GLAND, Switzerland Related to adviser: No

Marketer CREDIT AGRICOLE ASSET MANAGEMENT PARIS, France Related to adviser: No

Marketer DAIWA CAPITAL MARKETS HONG KONG LIMITED HONG KONG, Hong Kong Related to adviser: No

Marketer DAIWA CAPITAL MARKETS SINGAPORE LIMITED SINGAPORE, Singapore Related to adviser: No

Marketer FUND CHANNEL LUXEMBOURG, Luxembourg Related to adviser: No

Marketer GAK CAPITAL LTD GRAND CAYMAN, Cayman Islands Related to adviser: No

Marketer LING TAI YIN HONG KONG, Hong Kong Related to adviser: No

Marketer LLOYDS TSB BANK PLC GENEVA, Switzerland Related to adviser: No

Marketer PARTAGAS LTD TORTOLA, British Virgin Islands Related to adviser: No

Marketer TRIPLE A PARTNERS DISTRIBUTION LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No

Marketer VAN DAALEN ASIA PTE. LTD SINGAPORE, Singapore Related to adviser: No

Marketer VICTOIRE INVESTMENTS LTD HARROW, United Kingdom Related to adviser: No

Marketer YON SANG-HOON SEOUL, Korea, South Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE
PCAOB 1193

Filing source

Form ADV 1447713 · Jul 29, 2020 · Schedule D 7.B.(1), fund 805-4046360151

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kok Hoi Wong	Director
Kok Hoi Wong	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3 Anson Road #23 01 Springleaf Tower Singapore 079909
Singapore, U0, 079909