Form D · Other Technology
Applied Visual Sciences, Inc.
Herndon, VA · CIK 0000873198
Offering snapshot reported Sep 28, 2012 · SEC filing
- Reported sold
- $5.18M Offering amount: $5.18M
- Investors reported
- 43 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Oct 30, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 28, 2012 | Amendment | $5,183,575 | $0vs Mar 11, 2011 | 43 | SEC filing |
| Mar 11, 2011 | Amendment | $5,183,575 | $1,536,194vs Oct 29, 2010 | 43 | SEC filing |
| Mar 11, 2011 | Amendment | $751,626 | $651,626vs Dec 14, 2010 | 8 | SEC filing |
| Dec 14, 2010 | Initial | $100,000 | No comparison | 2 | SEC filing |
| Oct 29, 2010 | Amendment | $3,647,381 | $3,352,881vs Nov 13, 2009 | 38 | SEC filing |
| Nov 13, 2009 | Initial | $294,500 | No comparison | 6 | SEC filing |
| Jun 25, 2009 | Initial | $710,000 | No comparison | 13 | SEC filing |
| Nov 20, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 17, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 13, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 18, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 22, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 19, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 26, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 2, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $41K (estimated)
- Finders' fees
- $83.7K (estimated)
- Form D file number
- 021-87319-8P
This amendment is to provide broker information not previously submitted.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Newport Coast Securities | None | |
| Source Capital Group, Inc | 36719 |
Source: Form D, filed Sep 28, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael W Trudnak | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:Herndon, VA, 20170