Form D · Biotechnology

APPLIED STEMCELL INC

Milpitas, CA · CIK 0001437229

Offering snapshot reported Oct 11, 2016 · SEC filing

Reported sold
$19M
Offering amount: $19M
Investors reported
6
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
May 18, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.5M$19MJun 17, 2016: $18,000,000.00Jun 17, 2016Oct 11, 2016: $18,999,999.00Oct 11, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$18,000,000 → $18,999,999

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 11, 2016Amendment$18,999,999$999,999vs Jun 17, 20166SEC filing
Jun 17, 2016Initial$18,000,000No comparison6SEC filing
Mar 26, 2013Initial$2,640,741No comparison25SEC filing
Mar 19, 2010InitialYet to sellNo comparison16SEC filing
Jun 6, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Debt
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-265260
Conversion of convertible note debt into Series D Preferred Stock, additional issuance of Series D Preferred Stock and the Common Stock issuable upon the conversion of such Preferred Stock.

Source: Form D, filed Oct 11, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ruhong Jiang Director, Executive
Shengjiang Liu Director
Grace Tian Director
Dean Tsao Director
Zhenyu Xiao Director
Guoliang Yu Director
James Zhu Director

Issuer details

Industry: Biotechnology (See others in industry)

Address:
521 Cottonwood Drive #111
Milpitas, CA, 95035