Form D · Other Health Care
Applied Science, Inc.
Grass Valley, CA · CIK 0001509103
Offering snapshot reported Jan 3, 2011 · SEC filing
- Reported sold
- $1.2M Offering amount: $1.2M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $20.3K Reported outside-investor minimum
- First sale
- Dec 17, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 3, 2011 | Initial | $1,200,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 05, 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $55K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-152892
No general solicitation or advertising took place with regard to this offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Peter A. Fowler | None |
Source: Form D, filed Jan 3, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Dahl | Director |
| Steven Gluckstern | Director |
| Jonathan G. Morgan | Director, Executive |
| Karen Tyner | Director |
| Steve Umphreys | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
983 Golden Gate Terrace
Grass Valley, CA, 95945
Grass Valley, CA, 95945