Form D · Telecommunications

APPLIED OPTOELECTRONICS INC

Sugar Land, TX · CIK 0001158114

Offering snapshot reported Sep 18, 2012 · SEC filing

Reported sold
$11M
Offering amount: $11M
Investors reported
54
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 7, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 18, 2012Initial$10,993,849No comparison54SEC filing
Apr 8, 2009Initial$6,326,090No comparisonNot reportedSEC filing
Jul 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jul 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Apr 9, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Dec 15, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-184289

Source: Form D, filed Sep 18, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard B. Black Director
Hung Lun Chang Executive
Nancy T. Chang Director
Chih Kai Cheng Director
Wen Yen Hwang Executive
Alex Ignatiev Director
Chio Ming Jen Director
Andrew Kang Director
Juen Sheng Kang Director
Norman Stephan Kinsella Executive
Che Wei Lin Director
Chih Hsiang Lin Director, Executive
Stefan Murry Executive
William Hung Yeh Director

Issuer details

Industry: Telecommunications (See others in industry)

Address:
13115 Jess Pirtle Blvd
Sugar Land, TX, 77478