Form D · Other
Applied Minerals, Inc.
Brooklyn, NY · CIK 0000008328
Offering snapshot reported Sep 5, 2017 · SEC filing
- Reported sold
- $910K Offering amount: $910K
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- May 29, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 5, 2017 | Initial | $910,000 | No comparison | 7 | SEC filing |
| Nov 6, 2014 | Initial | $12,500,000 | No comparison | 7 | SEC filing |
| Nov 24, 2009 | Initial | $6,050,000 | No comparison | 22 | SEC filing |
| Jul 14, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b, 4a5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $91K
- Finders' fees
- $0
- Form D file number
- 021-294023
advisory fee paid in stock
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Odeon Capital Group LLC | 148493 |
Source: Form D, filed Sep 5, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Betz | Director |
| Christopher Carney | Executive |
| Mario Concha | Director |
| William Gleeson | Executive |
| John Levy | Director |
| Evan D. Stone | Director |
| David Taft | Director |
| Morris D. Weiss | Director |
| Ali Zamani | Director |
| Andre Zeitoun | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 301 55 Washington St
Brooklyn, NY, 11201
Brooklyn, NY, 11201