Form D · Manufacturing
Applied Cavitation, Inc.
Goleta, CA · CIK 0001613273
Offering snapshot reported Feb 13, 2017 · SEC filing
- Reported sold
- $61K Offering amount: $3.5M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $11.3K Reported outside-investor minimum
- First sale
- Feb 8, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 13, 2017 | Initial | $61,000 | No comparison | 1 | SEC filing |
| Jul 19, 2016 | Initial | $100,000 | No comparison | 1 | SEC filing |
| Jan 4, 2016 | Initial | $10,000 | No comparison | 1 | SEC filing |
| May 12, 2015 | Initial | $180,000 | No comparison | 2 | SEC filing |
| Apr 15, 2015 | Amendment | $171,800 | -$27,361vs Mar 20, 2015 | 15 | SEC filing |
| Mar 20, 2015 | Initial | $199,161 | No comparison | 15 | SEC filing |
| Mar 20, 2015 | Initial | $230,000 | No comparison | 2 | SEC filing |
| Jan 21, 2015 | Initial | $56,000 | No comparison | 2 | SEC filing |
| Dec 4, 2014 | Initial | $703,800 | No comparison | 7 | SEC filing |
| Sep 18, 2014 | Initial | $587,000 | No comparison | 34 | SEC filing |
| Sep 17, 2014 | Initial | $153,000 | No comparison | 1 | SEC filing |
| Sep 16, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $300K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-280565
This is a common equity round for up to $3 million with a $500,000 overallotment option and is being placed on a best efforts basis.
This amount is based on 10% of the $3 million maximum for the round, without the overallotment option.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Colorado Financial Service Corporation | 104343 | Colorado Financial Service Corporation · CRD 104343 |
Source: Form D, filed Feb 13, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Craig Allen | Executive |
| Joseph Capobianco | Executive |
| Dana Hankey | Executive |
| Marshall Tibbetts | Executive |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
44 Castilian Drive
Goleta, CA, 93117
Goleta, CA, 93117