Form D · Biotechnology
Applied BioCode, Inc.
Santa Fe Springs, CA · CIK 0001553480
Offering snapshot reported Apr 8, 2016 · SEC filing
- Reported sold
- $9.26M Offering amount: $12M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 15, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 8, 2016 | Initial | $9,255,600 | No comparison | 13 | SEC filing |
| Dec 5, 2012 | Initial | $7,000,080 | No comparison | 12 | SEC filing |
| Dec 5, 2012 | Initial | $1,237,487 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-260891
Source: Form D, filed Apr 8, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Zonh Zen "Winston" Ho | Director, Executive |
| R. April Ho | Executive |
| George J. Lee | Director |
| Dean Tsao | Director |
| Edward Yang | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
10020 Pioneer Blvd. Suite 102
Santa Fe Springs, CA, 90670
Santa Fe Springs, CA, 90670