Form D · Other Health Care

Appleton Retirement, LLC

Aberdeen, SD · CIK 0001706703

Offering snapshot reported Jul 18, 2017 · SEC filing

Reported sold
$4.95M
Offering amount: $4.95M
Investors reported
87
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Apr 28, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.48M$4.95MMay 16, 2017: $4,100,000.00May 16, 2017Jul 18, 2017: $4,950,000.00Jul 18, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,100,000 → $4,950,000
  • Reported investors71 → 87

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 18, 2017Amendment$4,950,000$850,000vs May 16, 201787SEC filing
May 16, 2017Initial$4,100,000No comparison71SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-286847

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Jul 18, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark W Mc Neary Executive
Brian J Morgan Executive
William J Schaefbauer Executive
James L Thares Executive

Issuer details

Industry: Other Health Care (See others in industry)

Address:
815 N 2nd St
Aberdeen, SD, 57401