Form D · Other Investment Fund

Appleseed Ventures Growth Opportunity Fund LLC

Grand Rapids, MI · CIK 0001688168

Offering snapshot reported Nov 17, 2016 · SEC filing

Reported sold
$4.56M
Indefinite offering
Investors reported
46
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Jun 15, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.28M$4.56MOct 24, 2016: $1,675,000.00Oct 24, 2016Nov 17, 2016: $4,555,000.00Nov 17, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,675,000 → $4,555,000
  • Reported investors15 → 46

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 17, 2016Amendment$4,555,000$2,880,000vs Oct 24, 201646SEC filing
Oct 24, 2016Initial$1,675,000No comparison15SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$90K (estimated)
Finders' fees
$0
Form D file number
021-273113

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
McDonald Partners LLC135414

Source: Form D, filed Nov 17, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MI-CW HOLDINGS LLC (FKA APPLESEED VENTURES GROWTH OPPORTUNITY FUND LLC)

Investment adviser: THORNAPPLE RIVER CAPITAL LLC

Gross asset value
$4.4M
Beneficial owners
56
ADV minimum commitment
$100K

Reported in Form ADV on Nov 18, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OAKPOINT FINANCIAL SERVICES LLC AVON, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor REHMANN ROBSON LLC SAGINAW, Michigan, United States
Custodian CENTRAL FEDERAL CORPORATION AKRON, Ohio, United States Related to adviser: No
Marketer MCDONALD PARTNERS LLC CLEVELAND, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

REHMANN ROBSON LLC
PCAOB 263

CENTRAL FEDERAL CORPORATION
LEI 549300ZGCIDP1G2Q072

MCDONALD PARTNERS LLC
CRD 135414 · SEC 801-64294

Filing source

Form ADV 1467721 · Nov 18, 2020 · Schedule D 7.B.(1), fund 805-3740372690

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brandon J. Kanitz Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2693 Thornapple River Drive
Grand Rapids, MI, 49546