Form D · Hedge Fund

APPALOOSA INVESTMENT LIMITED PARTNERSHIP I

Short Hills, NJ · CIK 0001485034

Offering snapshot reported Feb 2, 2018 · SEC filing

Reported sold
$5B
Indefinite offering
Investors reported
178
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jan 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.5B$5BFeb 26, 2010: $62,797,392.00Feb 26, 2010Feb 24, 2011: $156,973,733.00Feb 15, 2012: $406,165,826.00Feb 12, 2013: $616,341,940.00Feb 10, 2014: $645,880,840.00Feb 5, 2015: $720,250,006.00Feb 5, 2016: $3,710,256,936.00Feb 3, 2017: $4,991,999,088.00Feb 2, 2018: $4,996,348,043.00Feb 2, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,991,999,088 → $4,996,348,043

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 2, 2018Amendment$4,996,348,043$4,348,955vs Feb 3, 2017178SEC filing
Feb 3, 2017Amendment$4,991,999,088$1,281,742,152vs Feb 5, 2016178SEC filing
Feb 5, 2016Amendment$3,710,256,936$2,990,006,930vs Feb 5, 2015166SEC filing
Feb 5, 2015Amendment$720,250,006$74,369,166vs Feb 10, 2014106SEC filing
Feb 10, 2014Amendment$645,880,840$29,538,900vs Feb 12, 201395SEC filing
Feb 12, 2013Amendment$616,341,940$459,368,207vs Feb 24, 201191SEC filing
Feb 15, 2012Amendment$406,165,826$249,192,093vs Feb 24, 201167SEC filing
Feb 24, 2011Amendment$156,973,733$94,176,341vs Feb 26, 201049SEC filing
Feb 26, 2010Initial$62,797,392No comparison114SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-139069

Source: Form D, filed Feb 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

APPALOOSA INVESTMENT L.P. I

Investment adviser: APPALOOSA LP

Gross asset value
$2.11B
Beneficial owners
137
ADV minimum commitment
$5M

Reported in Form ADV on Sep 28, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP FINANCIAL SERVICES HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian BANK OF AMERICA, NA CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian TD BANK, NA CHERRY HILL, New Jersey, United States Related to adviser: No
Custodian WELLS FARGO BANK, NA SAN FRANCISCO, California, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

BANK OF AMERICA, NA
LEI B4TYDEB6GKMZO031MB27

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN CHASE, NA
LEI 7H6GLXDRUGQFU57RNE9

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MORGAN STANLEY & CO. LLC
SEC 8-15869

TD BANK, NA
LEI PT3QB789TSUIDF371261

WELLS FARGO BANK, NA
LEI KB1H1DSPRFMYMCUFXT09

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1243227 · Sep 28, 2018 · Schedule D 7.B.(1), fund 805-5223770032

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Management L.P. Appaloosa Executive
Partners Inc. Appaloosa Executive
Appaloosa Capital Inc. Executive
Appaloosa Lp Executive
N/A Appaloosa Management L.P. Executive
Appaloosa Management L.P. Executive
N/A Appaloosa Partners Inc. Executive
Appaloosa Partners, Inc. Executive
David Tepper Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Appaloosa Lp 51 John F. Kennedy Parkway, 2 Nd Fl.
Short Hills, NJ, 07078