Form D · Biotechnology
APOLLO ENDOSURGERY US INC
Austin, TX · CIK 0001369432
Offering snapshot reported Jan 11, 2017 · SEC filing
- Reported sold
- $54.4M Offering amount: $54.4M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 29, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 11, 2017 | Initial | $54,432,580 | No comparison | 15 | SEC filing |
| Dec 16, 2013 | Initial | $60,727,392 | No comparison | 11 | SEC filing |
| Jul 3, 2013 | Initial | $5,044,998 | No comparison | 8 | SEC filing |
| Feb 10, 2012 | Initial | $52,724,242 | No comparison | 14 | SEC filing |
| Mar 23, 2009 | Initial | $3,000,000 | No comparison | Not reported | SEC filing |
| Oct 4, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 15, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jun 20, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-278165
Common Stock
Source: Form D, filed Jan 11, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rick Anderson | Director |
| Stefanie Cavanaugh | Executive |
| Matthew Crawford | Director |
| John Creecy | Director |
| Michael J Doty | Executive |
| William Mc Clellan, Jr. | Director |
| R. Kent Mc Gaughy, Jr. | Director |
| Dennis Mc Williams | Executive |
| Richard Meelia | Director |
| Todd Newton | Director, Executive |
| Jack Nielsen | Director |
| Bruce Robertson | Director |
| Bruce Robertson, Ph.D. | Director |
| Bret Schwartzhoff | Executive |
| Charles Tribie | Executive |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
1120 South Capital Of Tx Hwy Building 1 Suite 300
Austin, TX, 78746
Austin, TX, 78746