Form D · Manufacturing
Apollo Diamond Gemstone Corp
Ashland, MA · CIK 0001419456
Offering snapshot reported Jul 20, 2010 · SEC filing
- Reported sold
- Yet to sell Offering amount: $6.5M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $16.3K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 20, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jul 20, 2009 | Initial | $219,375 | No comparison | 9 | SEC filing |
| Nov 19, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $845K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-145219
The Issuer is offering up to 2,000,000 shares of common stock at $3.25 per share. In the event of oversubscription, the Issuer reserves the right to sell up to 300,000 additional shares
The Issuer has agreed to pay the Placement Agent 10% of the gross proceeds of the Offering and an expense allowance of 3% of the gross proceeds of the Offering sold through the Placement Agent and/or others whom it engages to assist with the Offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Apollo Diamond Gemstone Corporation | None | |
| Focus Capital Group, Inc. | 143240 |
Source: Form D, filed Jul 20, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Edward S. Adams | Executive |
| Apollo Diamond, Inc. | Promoter |
| Patrick J. Doering | Director, Executive |
| Bryant R. Linares | Director, Executive |
| Robert C. Linares | Director, Executive |
| Hans Ludi | Executive |
| Michael R. Monahan | Executive |
| David B. Platt | Executive |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
260 Eliot St.
Ashland, MA, 01721
Ashland, MA, 01721