Form D · Other Banking and Financial Services
Apollo Bancshares, Inc.
Miami, FL · CIK 0001457876
Offering snapshot reported Nov 3, 2020 · SEC filing
- Reported sold
- $12.3M Offering amount: $12.3M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Oct 26, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 3, 2020 | Initial | $12,250,000 | No comparison | 6 | SEC filing |
| Jan 7, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| May 6, 2009 | Initial | $402,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $301K
- Finders' fees
- $0
- Form D file number
- 021-379587
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Keefe, Bruyette & Woods, Inc. | 481 |
Source: Form D, filed Nov 3, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matthew L. Adler | Director |
| Eduardo J. Arriola | Director, Executive |
| Robert Behar | Director |
| Richard H. Dailey | Director, Executive |
| Richard H. Daily | Director, Executive |
| Nicholas Di Tempora | Director |
| William Elias | Director |
| Robert Elias | Director |
| L. Robert Elias | Director |
| William J. Heffernan | Director |
| Luis A. Hernandez | Director |
| Carlos Herrera | Director |
| Carlos Herrera, Jr. | Director |
| Leslie Alan Rozencwaig | Director |
| Jeffrey Scheck | Director |
| Sami Shiro | Director |
| Andres Vega, M.D. | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1150 South Miami Avenue
Miami, FL, 33130
Miami, FL, 33130