Form D · Biotechnology
ApoGen Biotechnologies, Inc.
Seattle, WA · CIK 0001691479
Offering snapshot reported Aug 24, 2018 · SEC filing
- Reported sold
- $7.57M Offering amount: $7.57M
- Investors reported
- 24 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 23, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$3,815,892 → $7,565,892
- Reported investors23 → 24
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 24, 2018 | Amendment | $7,565,892 | $3,750,000vs Dec 8, 2016 | 24 | SEC filing |
| Dec 8, 2016 | Initial | $3,815,892 | No comparison | 23 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-275911
Source: Form D, filed Aug 24, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Johnston Erwin | Director |
| M. Johnston Erwin | Director |
| Steve Gillis | Director |
| Keno Gutierrez | Director |
| Ian A.W. Howes | Executive |
| Thong Le | Director, Executive |
| Joel Marcus | Director |
| David Mc Elligott | Executive |
| Lindsay Rayle | Executive |
| John Santini | Director |
| David Schubert | Executive |
| James Sullivan | Director |
| Asish Xavier | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
1616 Eastlake Ave E. Suite 200
Seattle, WA, 98102
Seattle, WA, 98102