Form D · Biotechnology

ApoGen Biotechnologies, Inc.

Seattle, WA · CIK 0001691479

Offering snapshot reported Aug 24, 2018 · SEC filing

Reported sold
$7.57M
Offering amount: $7.57M
Investors reported
24
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 23, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.78M$7.57MDec 8, 2016: $3,815,892.00Dec 8, 2016Aug 24, 2018: $7,565,892.00Aug 24, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,815,892 → $7,565,892
  • Reported investors23 → 24

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 24, 2018Amendment$7,565,892$3,750,000vs Dec 8, 201624SEC filing
Dec 8, 2016Initial$3,815,892No comparison23SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-275911

Source: Form D, filed Aug 24, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Johnston Erwin Director
M. Johnston Erwin Director
Steve Gillis Director
Keno Gutierrez Director
Ian A.W. Howes Executive
Thong Le Director, Executive
Joel Marcus Director
David Mc Elligott Executive
Lindsay Rayle Executive
John Santini Director
David Schubert Executive
James Sullivan Director
Asish Xavier Director

Issuer details

Industry: Biotechnology (See others in industry)

Address:
1616 Eastlake Ave E. Suite 200
Seattle, WA, 98102